To access the Conduct Breach section, navigate to the Manage tab and select Conduct Breaches.

To record a new conduct breach, click the plus (+) icon.

You will be prompted to select the following:

• Individual: Choose the individual related to the conduct breach.
• Firm: Specify which firm the breach relates to.
• Regime and Roles: Select relevant regime and roles.

Options to Specify

• Disciplinary Action*
• • Yes
  • No
• Description of Breach*
• Status*
• • Open
  • Closed
• Source of Breach*
• • Please select
• Date of the Breach (From and To)
• • dd/mm/yyyy format
• Conduct Rules Breached
• Outcome
• Actions
  (Note: No actions may be initially added)

Once all details are completed, click Create.

You also have the option to log a conduct breach directly from the individual's record page.